UCITS V Developments

FCA publishes CP15/27 concerning UCITS V implementation
European Long Term Investment Funds

CP15/27 proposes changes to the Handbook on ELTIFs
Authorised Investment Funds

Proposed miscellaneous changes to the Handbook in CP15/27
AML Regulations for Registered Investment Advisers

FinCEN proposing new rules for investment advisers
Quarterly Consultation

FCA’s Quarterly Consultation CP15/28 proposes amendments to the Handbook
Thematic Review – Trading

FCA feedback on thematic review of commodities trading
FCA Strategy Review Re-reviewed

New strategy moves away from C1 – C4 conduct categories
Connect/ONA

Read-only access to ONA no longer available from 23 October