UCITS V Developments
FCA publishes CP15/27 concerning UCITS V implementation
European Long Term Investment Funds
CP15/27 proposes changes to the Handbook on ELTIFs
Authorised Investment Funds
Proposed miscellaneous changes to the Handbook in CP15/27
AML Regulations for Registered Investment Advisers
FinCEN proposing new rules for investment advisers
Quarterly Consultation
FCA’s Quarterly Consultation CP15/28 proposes amendments to the Handbook
Thematic Review – Trading
FCA feedback on thematic review of commodities trading
FCA Strategy Review Re-reviewed
New strategy moves away from C1 – C4 conduct categories
Connect/ONA
Read-only access to ONA no longer available from 23 October