AIFMD Passport and non-EU Jurisdictions
ESMA issues advice of extension of AIFMD passport
Registered Investment Advisers – Personal Account Dealing Guidance
SEC expresses its views on the application of Rule 204A-1
Remuneration Guidelines – UCITS V, AIFMD (and CRD IV)
ESMA consultation published
Remuneration – Changes to Handbook
New rules for dual-regulated firms come in to force and revised proportionality guidance issued
Money Laundering – Gold
FATF produces report on gold sector
Performance Management
FCA publishes guidance on the risk to customers
Client Money and Custody Rules
FCA completes CASS compliance review of 24 firms
Complaints
Further changes to DISP to come into effect
FCA Fees and Levies 2015-16
Final fees published; PGS levy introduced
Private Equity – Limited Partnership Reforms
HM Treasury issues consultation on changes to the Limited Partnership Act 1907