European Long Term Investment Funds
ELTIF regulation published in Official Journal
Restrictions on Retail Distribution
FCA to add new section to COBS 22 relating to retail distribution
SEC Proposes Amendment to Form ADV
Changes to Form ADV to affect SEC registrants and Exempt Reporting Advisers alike
Prudential Supervision ICAAP
FCA holds first ever Prudential Supervision Forum
Remuneration under CRD 4 – Update
EBA consultation period on “Sound Remuneration Policies” closes
Hedge Fund Survey
FCA publishes latest Hedge Fund Survey
FCA Website
FCA pilots new “task based” section of website
Nearly There Fourth Money Laundering Directive
Fourth Money Laundering Directive published in Official Journal
Complaints and Professional Contacts
Some professional clients will now be covered by the FOS regime
Investment and Corporate Banking Study
FCA issues market study Terms of Reference