Risk Management: Credit Rating Agencies
EU Directive issued to counteract perceived over-reliance on credit ratings
AIFMD Reporting Timetable
A reminder that the reporting period is based upon the calendar year
AIFMD and Safe Custody
FCA proposes amendment to Handbook
AIFM Prudential Requirements
Clarification of obligations under IPRU(INV) 11
Corporate Governance
The FPC has updated the UK Corporate Governance Code.
Changes to Companies Act
The Small Business, Enterprise and Employment Bill is progressing through Parliament.
Recovery and Resolution: Simplified Obligations
Draft Guidelines published by the EBA
Fixed Overheads
Clarification of methodology provided by the EBA in draft Delegated Regulation
UCITS V
EU Directive now in force; changes required to remuneration policies
Submission of Annual Accounts (FIN-A)
New rules come in to force on December 31st