Risk Management: Credit Rating Agencies
EU Directive issued to counteract perceived over-reliance on credit ratings
Submission of Annual Accounts (FIN-A)
New rules come in to force on December 31st
UCITS V
EU Directive now in force; changes required to remuneration policies
Fixed Overheads
Clarification of methodology provided by the EBA in draft Delegated Regulation
Recovery and Resolution: Simplified Obligations
Draft Guidelines published by the EBA
Changes to Companies Act
The Small Business, Enterprise and Employment Bill is progressing through Parliament.
Corporate Governance
The FPC has updated the UK Corporate Governance Code.
AIFM Prudential Requirements
Clarification of obligations under IPRU(INV) 11
AIFMD and Safe Custody
FCA proposes amendment to Handbook
AIFMD Reporting Timetable
A reminder that the reporting period is based upon the calendar year