AIFMD: Marketing Reminder
The AIFMD transitional period ends 21 July 2014 after which AIFMs will require either FCA approval or will have to provide notification to the FCA regarding marketing
FCA Fees and Levies 2014/15
The FCA has published PS14/11 which confirms the final fees and levies payable for 2014/15
Dealing Commission Discussion: Unbundling
The FCA has published Discussion Paper DP14/3 on the use of the dealing commission regime
Wholesale Markets: Competition
The FCA has published a call for inputs on its wholesale sector competition review
EMIR: Clearing Update
ESMA has published two consultation papers on clearing obligations in regard to IRS’s and CDS’s