Welcome to our UK site – choose your Jurisdiction

Complyport News

Complyport has appointed Paul Grainger as CEO replacing Martin Herriot who left the firm in 2013. Paul Grainger takes over from Richard Eagle who has very successfully acted as interim CEO since July 2013. Richard will continue in his principal role as Director responsible for the Securities Business team.

During this time the Complyport group has undergone a substantial overhaul of its management team and business services, launching both ComplyTracker and ComplyTrainer; on-line compliance monitoring and training systems in 2013.

Paul Grainger joins from the RGP Group where he was Managing Director of Resources Compliance (UK) Ltd. Having established Grainger Consulting in the early 1990s, it formed the wholesale markets arm of Compliance.co.uk Group in 2005. The group was acquired by and integrated into the RGP Group, a NASDAQ listed company in 2007 to form its specialist regulatory and compliance consultancy practice. Paul brings with him extensive regulatory experience in many areas of financial regulation.

Haydon Thomas has been promoted to Associate Director on the Authorisations Team and Kam Jaspal to Associate Director on the Regulatory Consulting team. Additional consulting staff include Joe Denney ex-FCA, William Jamieson ex-Lombard Odier (Europe) S.A., Richard Harding ex-FCA, Chris Fincham ex-Tuckers Solicitors and Joseph Lazaris joins our Authorisations team from Thistle Initiatives.

Why Choose Complyport?

Extensive Regulatory Expertise

With over 25 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.

Comprehensive Service Offering

From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.

Tailored Compliance Solutions

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Client-Centric Approach

We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.

Senior-Level Guidance

Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.

Innovative Fintech, Regtech and AI Solutions

Leveraging cutting-edge fintech, regtech and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.

Key Figures

Over 25 Years

Providing Compliance Excellence

Over 1,500

Successful FCA and EU Authorisations

Over 1,000

Active Firms Receiving Regulatory Support

Get In Touch