FCA Business Plan 2014/15
At a year old, the FCA publishes its second Business Plan which provides an insight into the areas it will concentrate on over the next year
FSCS (and FOS) Exemption
A reminder to submit exemption forms
AIFMD: ESMA Q&A
Q&A on application of AIFMD updated
Hedge Fund Survey
Latest survey released by FCA
CRD IV: COREP Reporting
Submission date of first COREP report delayed by one month
Supervision of C4 Firms
The FCA has now published a summary of its approach to the supervision of C4 firms
FCA Risk Outlook 2014
FCA identifies potential issues which it will monitor and intervene over
FCA Regulated Fees and Levies
Details of proposed fees published in CP14/6
FSCS Levy
Final levy published for 2014/2015 at a lower level than forecast
Complyport News
We are pleased to announce a new CEO and other appointments