AIFMD: Authorisation Deadline
HM Treasury intends to amend AIFM Regulations 2013 which will impact all AIFMs making use of the transitional provisions
Dealing Commission Rules
FCA consultation paper on uses of dealing commission published
CRD IV: Country by Country Reporting
HM Treasury publishes country-by-country disclosure requirements under CRD IV
EMIR – OTC Clearing and Third Country Provisions
ESMA publishes final report on derivative transactions which will have a ‘direct, substantial and foreseeable’ effect within the Union
FCA Fees
Annual consultation paper published by FCA
Legal Entity Identifier
A reminder that firms will need to consider applying for a LEI
Outsourcing Working Group
Group published response to FCA thematic report