AIFMD Update: CP13/9
FSA releases second consultation paper on AIFMD
Out With The Old…
Further information provided ahead of cut-over to FCA on 1 April
Status Disclosure
New status disclosure requirements for FCA cut-over
FCA Business Plan
Reiterates more ‘proactive’ approach and highlights areas of interest such as conflicts and corporate access
FCA Risk Outlook
Priority risks include design of certain products and services, lack of oversight of distribution channels and poor understanding of risk and return
Corporate Access
FSA looking into issue of firms using clients’ money to pay for corporate access
AML Update
HM Treasury has updated its list of problem jurisdictions
Venture Capital and Social Entrepreneurship Funds: European Label
Adoption of EU-wide passport and uniform requirements for such collective investment undertakings