AIFMD Update: CP12/32
FSA release first part of their two part consultation on AIFMD. CP12/32 sets out FSA’s current thinking but leaves many areas unanswered
Asset Managers: An Important Message
FSA focussing on Asset Managers’ Conflicts of Interest policies following thematic review
Financial Crime and Asset Management
FSA now “moving on to asset managers” with thematic review of the sector commencing soon
FSA: Client Assets Unit
Speech by the Head of Client Assets Unit confirms compliance with CASS is a regulatory priority and that the Unit will visit more firms
EMIR Progress
Following ESMA’s final report the FSA sets out likely timetable for introduction of measures
Complyport Wins Thomson Reuters Award
Firm received ‘Best Consulting Firm of the Year’ accolade in the 8th Annual Compliance Awards ceremony