Takeover Code Changes
Takeover Panel proposes to remove residency test
Compliance Function Guidance
ESMA paper contains guidelines for firms
Suitability: ESMA Guidance
Feedback
IMD Proposal
Aims to raise standards
PRIPs
Greater protection for retail clients proposed
UCITS V
EC publishes draft proposal
Stewardship Code Changes
FRC aims to improve clarity over certain terms
FSA Fines – a Better Use of Money
Discount on FSA fees under threat?
OTC Clearing and EMIR
FSA progress
Money Laundering
FATF updated lists