Money Laundering
FATF updated lists
OTC Clearing and EMIR
FSA progress
FSA Fines – a Better Use of Money
Discount on FSA fees under threat?
Stewardship Code Changes
FRC aims to improve clarity over certain terms
UCITS V
EC publishes draft proposal
PRIPs
Greater protection for retail clients proposed
IMD Proposal
Aims to raise standards
Suitability: ESMA Guidance
Feedback
Compliance Function Guidance
ESMA paper contains guidelines for firms
Remuneration Policies and AIFMD
Broadly similar to Remuneration Code