Market Abuse Changes
Proposed changes to MAD
Regulatory Fees
Changes to method of calculating fees proposed
ARROW Points
Observations from FSA visits
Risk and Suitability
Credit Suisse fined £5.95m
Remuneration Code & Proportionality Tiers
Guidance for banks and building societies
PFOF Delay
Consultation extended
Transaction Reporting Guidance
No objections raised
CRD 3: Final Rules
Enhancement to certain firms’ disclosure policies
RMAR Changes Delay
RMAR Changes: Delayed until 2013
TRUP 3
FSA releases draft update