Non-GABRIEL Paper Reports
Up to seven new NGP reports will be scheduled on GABRIEL
Recovery and Resolution Plans
New proposed requirements for banks, large investment firms and firms subject to certain CASS rules
Swift Decision
FSA publishes decision notice for firm engaged in market abuse
UCITS IV
Handbook changes published by FSA
Retail Distribution Review
Consultative guidance covers ‘top questions’ on RDR
Transaction Reporting Matters
Guidance on reporting requirements for derivative transactions