Remuneration Code – Further Guidance
FSA issues further consultative guidance on the Remuneration Code in respect of guaranteed variable remuneration
Submissions to FSA
Two recent complaints against the FSA were upheld in the Regulator’s favour
FSA and Inadequate Procedures
Concerns expressed over the adequacy of the FSA’s Consumer Contact Centre procedures
AIFMD Comes Into Force
The long awaited Directive must now be transposed into national law by 22 July 2013
AIFMD & ESMA
ESMA publishes its consultation on implementing measures for the AIFMD
Prospectus Directive Update
Prospectus threshold and the ‘investors’ threshold will be raised
FSA and Financial Promotions
FSA releases two further publications on ‘financial promotions’
RDR: Delay Recommended
Delay recommended by Treasury Committee
Unregulated Collective Investment Schemes
Two more Final Notices remind us of the FSA’s focus on advising on and promoting UCIS