Zen and the Art of Transaction Reporting
New system to impact on firms’ transaction reporting
Compliance Officer: FSA Action
Final Notice for individual issued
Decisions, Decisions
FSA publishes first two decision notices
Cold-shouldering
Dear Compliance Officer letter received by some firms
FSA Performance
Results on performance and service standards published
Complaints
Consultation on changes to DISP
Controlled Function CF10a
Further application details available
Client Money & CMAR: Important Changes
Important changes announced
Remuneration Consultation
Comments submitted by Complyport
Derivative Transaction Reporting
New guidance on reporting of on-exchange derivatives