Zen and the Art of Transaction Reporting
New system to impact on firms’ transaction reporting
Derivative Transaction Reporting
New guidance on reporting of on-exchange derivatives
Remuneration Consultation
Comments submitted by Complyport
Client Money & CMAR: Important Changes
Important changes announced
Controlled Function CF10a
Further application details available
Complaints
Consultation on changes to DISP
FSA Performance
Results on performance and service standards published
Cold-shouldering
Dear Compliance Officer letter received by some firms
Decisions, Decisions
FSA publishes first two decision notices
Compliance Officer: FSA Action
Final Notice for individual issued