FSCS Interim Levy
Additional charge for relevant firms to meet costs of consumer claims
Client Money
Barclays Capital fined £1.12m for client money failings
Remuneration Code Follow-up
Firms which are not broadly compliant must have in place a plan to rectify non-compliance
MiFID Review
Areas under consideration include High Frequency Trading and transaction reporting
Transaction Failings
City Index fined for transaction reporting failings