Remuneration Code

Final rules and guidance
Remuneration Code & Disclosure Obligations

Final rules relating to remuneration disclosure
Competence & Ethics

Changes to TC, appropriate qualifications and code of practice for approved persons
Fines 2010

A bumper year
UCITS IV

FSA and HMT joint consultation on implementation
Large Exposures

Regime no longer applicable to BIPRU limited licence and limited activity firms
Telephone Numbers

Proposal to provide FSA with prior notice of change
Derivative Risk

Proposed guidance on derivative risk management practices