Large Exposures
Regime no longer applicable to BIPRU limited licence and limited activity firms
Telephone Numbers
Proposal to provide FSA with prior notice of change
Derivative Risk
Proposed guidance on derivative risk management practices
Remuneration Code
Final rules and guidance
Remuneration Code & Disclosure Obligations
Final rules relating to remuneration disclosure
Competence & Ethics
Changes to TC, appropriate qualifications and code of practice for approved persons
Fines 2010
A bumper year
UCITS IV
FSA and HMT joint consultation on implementation