Transaction Reporting Problems
Firms are still having issues with transaction reporting
Winterflood Securities Fined
FSA fines Wins £4m
Other FSA Fines
FSA fines to date in 2010 are up to £14.3m
Bribery Act 2010
Creates new statutory offences, replacing common law
FINMAR
A new financial stability objective for the FSA
Greek Shorts
No more shorting in Greece