FSA Fee Changes
Proposals to change FSA fee calculations
Getting Closer
New draft rules governing close links reporting
FATF and the UK
2007 deficiency remedies acknowledged
US Regulatory Developments
Proposed registration of hedge fund managers in the US could have had implications for UK.
Transaction Reporting & Execution
Possibility of exemptions ceasing
Cumming and Going
Unauthorised transactions involving customer money
Broker abuse
Inside information abused by individual
A Reminder
New liquidity rules