The FCA’s COVID-19 business interruption insurance test case
In May 2020, the Financial Conduct Authority (FCA), acting in the public interest, decided to bring a test case to resolve any contractual uncertainty arising from selected Business Interruption (BI) […]
Webinar Title: Regulation in the Insurance Industry: Looking ahead to 2021 Aim of the Webinar 2020 was a year that demanded seismic shifts in the way organisations conducted their […]
Pension Switching and DB Pension Transfers
Defined benefit pension transfers (DB Pension Transfers) have been the focus of the FCA’s attention for many years with regular suitability reviews since 2015. Its findings from these reviews suggest […]
FCA Temporary Registration Regime extended for cryptoasset businesses
Changes to UK MiFID – CP21/9: What does it mean for you?
The FCA has recently ended consultation (CP21/9), which covered changes to UK MiFID’s conduct and organisational requirements. The paper deals with the relaxing of certain obligations relating to investment research […]
Summary of Third IFPR Policy Statement PS21/17
On 26th November 2021, the FCA issued the 3rd IFPR policy statement (PS21/17) following the consultation paper CP21/26 issued in August 2021. In this final policy statement, the FCA aims […]
Whistleblowing Quarterly Data 2024 Q4: A comprehensive overview and how your business can stay ahead
The FCA has recently released its whistleblowing data for the third quarter of 2024, providing valuable insights into the nature and volume of whistleblowing reports received between July and September. […]