Changes to SUP 16
Four small changes to data item FSA003
Transaction reporting update
Many firms having to revisit transaction reporting procedures
FSA Submissions – Important changes
ONA launched
Close Links
A new form
Transaction Reporting
MarketWatch34 published by the FSA
ONA
New FSA reporting system
Changes
Changes and corrections to SUP, DTR, COL and PRIN
Getting Closer
New draft rules governing close links reporting
Transaction Reporting & Execution
Possibility of exemptions ceasing
Online Notifications and applications (‘ONA’)
A applications and notifications submission to change