Small Firms & Financial Crime
FSA Review
Anti-Money Laundering Guidance
JMLSG Part III Specialist Guidance
Bribery Act 2010
Creates new statutory offences, replacing common law
Insider Dealing
FSA busts insider dealing ring, then charges 7 more
JMLSG Amendments to Guidance
Guidance submitted to HM Treasury
FATF and the UK
2007 deficiency remedies acknowledged
Financial Action Task Force report (‘FATF’)
Money Laundering and Terrorist Financing report
AML Review
Are rules effective and proportionate?
FSA and AML
Prosecution outside FSMA 2000
Market abuse
FSA ‘credible deterrence’ strategy