Advising: FCA Register

As mentioned in Regulatory Roundup 74, firms that had the activity of ‘advising on investments’ under the ‘Permission’ section of their entry on the Financial Services Register as at 6 April will now find that they have the additional regulated activity of ‘advising on P2P agreements’ (you will probably find this new activity tucked away in the area just below the firm’s name rather than under ‘Permission’).