How to Pass the FCA’s Fit and Proper Test for Key Personnel and Proposed SMFs
The Financial Conduct Authority (“FCA”) sets high standards for individuals in Senior Management Functions (“SMFs”) and Certification function individuals within regulated firms. The Fit and Proper (“F&P”) Test as outlined […]
Mansion House Speech 2024 – What’s Next for Regulation?
Introduction On 14th November 2024, the Chancellor Rachel Reeves, delivered her Mansion House package setting out the government’s plans for the UK economy moving forward. The agenda looks to create […]