Fresh Set of FCA Fines, their Implications and Impact
In 2024, the FCA issued fines totalling £176,045,385 as part of its disciplinary actions and enforcement penalties. These fines were issued for various breaches, including Market Abuse Regulations, listing rules, […]
FCA Short Selling Regulation and its Importance in Financial Markets
Short-selling regulation (“SSR”) is a key aspect of financial market oversight aimed at promoting fair trading practices and ensuring market stability. Short selling has been regulated in the United Kingdom […]
Financial Promotions: HNWI and Sophisticated Investors certificates update
The UK Financial Promotions regime has been through a plethora of updates in the recent years. In February 2024, a £31,800 fine was imposed on a former director of London […]