Flexible Regulatory & Risk Expertise for FCA-Regulated Firms
In today’s UK regulatory environment, firms must demonstrate continuous compliance with FCA, PRA and international regulatory standards. However, hiring and retaining experienced compliance professionals can be costly and time-consuming.
Complyport provides specialist compliance resourcing services in the UK and internationally, supporting regulated firms with interim, project-based and fully managed solutions. Whether you require short-term cover for an SMF function, assistance with an FCA remediation programme, or outsourced AML and data protection support, our practitioners integrate quickly and deliver measurable results.
We support investment firms, asset managers, payment institutions, e-money firms, cryptoasset businesses, banks, brokers and other regulated entities.
Why Choose Complyport for Compliance Resourcing?
Our consultants are practitioners with hands-on regulatory experience. We focus on practical implementation that supports both regulatory compliance and commercial objectives.
Our Compliance Resourcing Solutions:
Interim Compliance & Risk Professionals
We provide experienced compliance officers, MLROs, risk managers and regulatory specialists on an interim or fixed-term basis. This is particularly valuable where firms require:
Our interim professionals quickly embed within your organisation and provide immediate regulatory oversight aligned with FCA Handbook requirements.
Compliance Secondment Services
Our secondment model enables firms to strengthen internal compliance and risk teams without committing to permanent hires. Complyport specialists work directly within your business, supporting:
This approach provides flexibility while ensuring continuity of regulatory oversight.
Regulatory Project & Remediation Support
Regulatory change, enforcement outcomes and supervisory engagement often require dedicated project teams. We assemble multi-disciplinary taskforces to manage:
We focus on clear documentation, accountability and timely delivery to meet regulatory expectations.
AML & Financial Crime Managed Services
Financial crime compliance remains a supervisory priority for the FCA. Complyport delivers outsourced AML managed services designed to strengthen your financial crime controls while reducing operational strain.
Our AML services include:
Our technology-enabled solutions improve efficiency, transparency and audit readiness while ensuring alignment with UK Money Laundering Regulations and FCA expectations.
Outsourced Data Protection Officer (DPO) Services
Under UK GDPR and the Data Protection Act 2018, many firms must appoint a Data Protection Officer or demonstrate appropriate data protection governance.
Complyport provides outsourced DPO support to help firms meet their obligations, including:
Our DPO specialists ensure that data protection frameworks remain effective, proportionate and aligned with regulatory requirements.
CFO as a Service
Sound financial governance is central to regulatory compliance. FCA-regulated firms must meet ongoing prudential requirements under frameworks such as MIFIDPRU, IFPR and other applicable regimes. Many firms, particularly investment firms, payment institutions and start-ups, require senior financial oversight without the cost of a full-time Chief Financial Officer.
Complyport provides CFO as a Service, delivering experienced financial leadership and regulatory expertise on a flexible basis. Our outsourced CFO specialists support firms in maintaining robust financial controls, regulatory reporting accuracy and prudential compliance.
Our CFO services include:
Our practitioners understand the interaction between finance, risk and compliance. We ensure that financial resources remain aligned with regulatory thresholds and strategic objectives, reducing the risk of supervisory challenge.
Whether you require interim SMF2 support, assistance preparing ICARA documentation, or ongoing prudential oversight, Complyport’s CFO as a Service provides experienced leadership tailored to your firm’s regulatory profile.
Who We Support
We provide compliance resourcing to:
Our global network enables us to support firms operating across the UK, EU, Middle East and other key financial centres.
The Complyport Approach
We understand regulatory expectations because our team includes former regulators, compliance officers and legal professionals. Our objective is to provide dependable expertise that supports operational resilience and regulatory confidence.
Speak to Our Compliance Resourcing Team
If your firm requires interim compliance support, AML managed services, regulatory remediation assistance or outsourced DPO services, Complyport can help.
Contact us today to discuss how our compliance resourcing solutions can strengthen your governance, risk and compliance framework.
In the fast-paced regulatory environment, it is essential for executives to stay updated on the latest compliance requirements. Complyport’s Executive Training programmes provide senior management with the critical skills and insights needed to navigate complex regulatory landscapes. Delivered by experienced professionals, our bespoke sessions cover governance, risk management, compliance strategies, and regulatory updates ensuring your executives can make informed decisions and maintain compliance excellence. Our interactive training fosters practical learning through discussions and case studies reflecting real-world scenarios
Facing an FCA interview can be intimidating, but Complyport’s FCA Interview Preparation training helps you approach it with confidence. Our specialised training provides insights and strategies to navigate the interview process successfully. Delivered by experts with extensive FCA experience, including former FCA employees, our training covers the FCA’s objectives, typical questions, and effective communication of your compliance measures. Mock interviews simulate the actual environment, allowing you to practice responses and receive constructive feedback, building your confidence for the real interview.
Complyport’s eLearning Platform offers flexible, comprehensive compliance training for your team. Our online platform features modules covering essential compliance topics, enabling your staff to stay updated on the latest regulations and best practices anytime, anywhere. Our engaging and interactive courses incorporate multimedia elements like videos, quizzes, and case studies, crafted by industry experts to provide in-depth knowledge and practical skills. The platform’s tracking and reporting capabilities allow you to monitor your team’s progress, ensuring they meet their training objectives.
With over 25 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Leveraging cutting-edge fintech, regtech and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.
Providing Compliance Excellence
Successful FCA and EU Authorisations
Active Firms Receiving Regulatory Support
CEO
CEO
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