The Investment Firm Prudential Regime (IFPR) will be impacting all UK investment firms authorised under
An Financial Crime Highlight by Complyport’s Financial Crime and Forensics Unit. The European Union’s (EU)
The FCA issued its third and final IFPR policy statement (PS21/17) on 26th November 2021.
The FCA’s review of the use of Appointed Representatives (AR) is one of its current
The Discussion Paper (DP), DP21/4, maps out the FCA’s current stance in relation to a
City of London, England, Nov.19 2021 Complyport a London based compliance and regulatory consultancy has
