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How Will The FCA Consumer Duty Rules Affect Firms Applying For Authorisation?

As we are all aware, the FCA’s Consumer Duty rules have now landed and are

UAE Taking Further Steps

Subsequent to our article last week where we highlighted the steps being taken by the

FCA Publishes Q1 2022 Whistle Blowing Data

Last week, the FCA published details of the number of new whistle blowing reports that

Consumer Duty Changes: Strengthening The FCA’s Financial Promotion Rules

In our February 2022 article on the FCA’s PS22/10, we examined the importance that the

New FCA Rules to Tighten up the Appointed Representatives Regime with PS22/11

A press release issued by the FCA this week confirms the introduction of new rules

UAE Making Reparative Steps

In April 2020 the Financial Action Task Force (FATF) issued a warning to the UAE