As regulations grow more complex, financial services firms face increasing scrutiny of their governance and
SOC 2 is a security and compliance standard that offers guidelines for service organisations
FCA Dear CEO Letter Urges Annex 1 Firms to Address Financial Crime Weaknesses by
Recently the FCA has provided feedback regarding the first 6 months of Consumer Duty (“the
Receiving approval from the Financial Conduct Authority (FCA) to take on a Senior Management Function
In November 2023 the FCA and PRA published consultation papers reviewing proposed changes to the
