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News And Insights

Understanding the National Private Placement Regime

The National Private Placement Regime (“NPPR”) stands as a pivotal framework for Alternative Investment Fund

Senior Management Functions (SMFs) – Compliance Glossary

Welcome to our Compliance Glossary section, designed to provide clarity and understanding of key terms

The EU Anti-Money Laundering Reforms: Everything You Need to Know

The European Union’s new Anti-Money Laundering (AML) reforms are set to transform the financial sector

King’s Speech Marks Beginning of New Labour Government’s Legislative Session

What Does This Mean for the Regulatory Landscape?   On the 17th of July 2024,

Microsoft Outage: Third Party Disruptions and Cybersecurity

Microsoft’s severe global operational outage that happened today 19th July, caused widespread disruptions across various

Aligning MiFID Services with Part 4A Permissions

The UK’s financial regulatory framework is complicated, with several directives and permissions in place to