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Digital Operational Resilience Act: 4 Months Away

What is DORA? The Digital Operational Resilience Act (DORA) is a significant EU regulation designed

Treatment of PEPs – an FCA Guidance Consultation

Proposed Amendments The FCA’s latest Guidance Consultation paper GC24/4 outlines proposed changes to its guidance

Webinar On Demand: Understanding DORA

Webinar On Demand: Consumer Duty Q&A : Expert Insights and Answers This webinar is now

Sustainability Disclosure Requirements – An Update

Introduction The Sustainability Disclosure Requirements (“SDR”) rules were published in November 2023 and were set

Crypto-asset Promotions: Navigating the New Regulatory Landscape

In June 2023, the Financial Conduct Authority (“FCA”) issued Policy Statement 23/6 (the “Policy Statement”),

FCA Says that Principal Firms are Still Not Meeting Expectations

Two years have passed since the FCA introduced its new rules aimed at improving standards