Introduction The FCA recently requested data from 22 of the largest financial advice firms to
Introduction With the introduction of the Consumer Duty, the Financial Conduct Authority (FCA) has recently
Quarterly Consultation CP24/11 The Financial Conduct Authority (“FCA”) consistently updates its regulatory framework to maintain
In an era of increasingly sophisticated financial fraud, the Financial Conduct Authority (“FCA”) has taken
A Section 166 will sometimes require firms to take action to address deficiencies identified during
The implementation of the Sustainability Disclosure Requirements (“SDR”) and investment labels marks a significant step
