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News And Insights

  • Regulatory Update

Restrictions on Retail Distribution

FCA to consult on making restrictions on distribution of contingent convertible instruments permanent
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  • Regulatory Update

Recovery and Resolution: Resolution

The Bank of England publishes its approach to "Resolution"
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  • Regulatory Update

Consumer Credit – Direction of Travel

Speech by FCA gives indications of their approach to consumer credit
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  • Regulatory Update

AIFMD Reporting: FCA Guidance and AIF001/AIF002

The FCA has published information and guidance on its website on AIFMD Annex IV reporting
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  • Regulatory Update

Changes in Reporting of Adviser Charges

The FCA, announces the streamlining of the reporting requirements for firms providing personal recommendations to
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  • Regulatory Update

FCA secures fine of £3.2M for insider dealers

Seven insider dealers have been ordered to pay £3.2 million following a court case bought
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