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News And Insights

  • Regulatory Update

European legislation standard for Data Protection – GDPR

Deadline for compliance with GDPR fast approaching
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  • Regulatory Update

Derivatives Trading Platforms

CFTC agrees common approach on derivatives trading platforms
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  • Regulatory Update

MiFID II Position Limits

ESMA publishes opinions agreeing position limits proposed by the FCA
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  • Regulatory Update

New Corporate Criminal Offence: ‘failure to prevent the criminal facilitation of tax evasion’

The Criminal Finances Act 2017 introduces new corporate criminal offences
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  • Regulatory Update

Draft Guidelines for Non-Significant Benchmarks

ESMA proposes guidelines for non-significant benchmarks
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  • Regulatory Update

Investigation into Investment Consultancy Services

Competition and Markets Authority investigates the supply and acquisition of Investment Consultancy Services
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