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News And Insights

General Data Protection Regulation (“GDPR”) – Deadline Approaching

Four months until implementation.

CFD Sector: FCA ‘Dear CEO’ Letter and ESMA Press Release and Call for Evidence

Firms to review their arrangements as result of failings.

MIFID II: One month in

Views post implementation

Securitisation Regulation – impact on AIFs and UCITS

Of relevance to: All firms involved in securitisation of assets such as loans Key date:

Loan-based crowdfunding platforms may no longer require permission of ‘accepting deposits’

The FSMA By Way of Business Order (SI 2001/1177) is to be amended, affecting P2P