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News And Insights

Maintaining Market Confidence – An Update on Brexit

Nausicca Delfas, Executive Director delivered a speech concerning the preparations being taken by the FCA

Amendment to Level 2 requirements on depsoitaries of AIFS and UCITS

Two new regulations have been published amending the current Level 2 requirements on depositaries of

Senior Managers and Certification Regime – Proposed Guidance on Statements of Responsibilities for FCA firms

The Financial Conduct Authority (“FCA”) is extending the Senior Managers and Certification Regime (“SM&CR”) to

A Partnership of Experts! The European Institute of Management and Finance (EIMF) and Complyport Announce their Collaboration!

The European Institute of Management and Finance (EIMF) and Complyport join forces in professional education!

ESMA renews CFD Restrictions

The European Securities and Markets Authority (ESMA) has agreed to renew the restriction on the

Update and clarifications of the AIFMD Notifications

ESMA has added a new Q&A clarifying the application of the Alternative Investment Fund Managers