Welcome to our UK site – choose your Jurisdiction

News And Insights

FCA publishes its second set of rules following its Asset Management Market Study

In relation to UK Authorised Fund Managers, in respect of their management of authorised funds,

FCA agrees Memorandums of Understanding (“MoUs”) with ESMA and EU regulators to allow co-operation and exchange of information

The FCA has agreed MoUs with ESMA and EU regulators. The MoUs cover co-operation and

FCA FIRDS and Transaction Reporting

Should the UK leave the EU without a transition period, the FCA expects firms, trading

Brexit — FCA’s expectations of firms

The Treasury has published legislation to give the UK financial regulators the power to make

Financial Promotions — FCA’s Concerns

The FCA has recently published a “Dear CEO” letter relating to “clear, fair and not

ESMA tells firms to provide clients with information on the implications of Brexit

ESMA issued a statement on 19 December 2018 to remind firms providing investment services of