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FCA data shows 4.29m complaints for first half of 2019

The FCA has published the complaints figures for regulated firms for the first half of

Non-UCITS Retail Schemes — Illiquid Assets

The FCA has published Policy Statement PS19/24 in which it has confirmed new rules which

Risk Adequacy – Embedding the Process

The FCA is increasingly emphasising Risk Frameworks as part of its expectations of firms’ governance,

Risk Adequacy: Assembling the Building Blocks

The FCA is increasingly emphasising Risk Frameworks as part of its expectations of firms’ governance,

Complyport & CalQRisk Risk Adequacy Webinar Recording

The FCA is increasingly emphasising Risk Frameworks as part of its expectations of firms’ governance,

Complyport & Fieldfisher’s SM&CR Webinar recording

In our continual effort to help assist financial services firms with their on-going regulatory requirements,