Welcome to our UK site – choose your Jurisdiction

News And Insights

EU Regulatory Developments in response to COVID-19

Net short position ban and lowering of notification threshold for net short positions Extreme adverse

FCA publishes the number of STORs received in 2019

The FCA has recently published a report with figures of suspicious transaction and order reports

FCA fines Kevin Gorman

The FCA has fined Kevin Gorman £45,000 for failing to notify personal trades carried out

Coronavirus (COVID-19) Update: FCA Statement – SM&CR And COVID-19 – Expectations On FCA Solo-Regulated Firms

The FCA issued a statement on 3rd April 2020 setting out its expectations to help

Coronavirus (COVID-19) Bulletin – PRA: No Bank Dividends, Buy-Backs Or Bonuses In 2020

The Prudential Regulation Authority (PRA) confirmed on 31 March 2020 that following consultation with the

Coronavirus (COVID-19): Update FCA Urgent Consultation: Temporary Financial Relief For Borrowers

The Financial Conduct Authority (FCA) has today issued three Guidance Consultation documents to the lending