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Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and

High Court finds against illegal pension introducers, Avacade and others

The High Court ruled in favour of the FCA in a civil action against 2

FCA sets out next steps to improve defined benefit pension transfer market

The FCA has set out a package of measures designed to address weaknesses across the

FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling

The FCA fined Lloyds Bank plc, Bank of Scotland plc and The Mortgage Business plc

FCA bars Cypriot firms that used unauthorised celebrity endorsements

The FCA has taken action to stop four Cypriot investment firms from continuing to offer

FCA proposes to make permanent its ban on mini-bond marketing

Following the temporary ban that was introduced in January 2020, the FCA released proposals to