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News And Insights

ESMA reminds firms of the MIFID II rules on reverse solicitation

On 13 January 2021, ESMA issued a Public Statement to remind firms of the MiFID

Brexit and UK Financial Services Compensation Scheme protection

The Financial Services Compensation Scheme (FSCS) provides compensation and protection to customers of authorised financial

FCA – Brexit: information for retail investment firms in the UK

The UK retail investments sector comprises many relatively small UK firms servicing primarily UK-based customers.

FCA publishes coronavirus financial resilience survey data

On 7 January 2021, the FCA published the results of its coronavirus (Covid-19) financial resilience

FCA policy statement Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations

On 21 December, the FCA published a Policy Statement, final rule and guidance promoting better

FCA warns consumers of the risks of investments advertising high returns based on cryptoassets

The FCA is aware that some firms are offering investments in cryptoassets, or lending or