Private Equity & Conflicts of Interest
IOSCO Consultation paper published
Sukuk and see
Alternative finance investment bonds’ document issued
Fine time
Systems and controls failures
Approved persons & significant influence functions (SIFs)
Intensive regulatory approach
Unregulated Collective Investment Schemes
Financial promotions COBS compliance
FSA and fraud
Poor controls and employee fraud
Compliance Seminars
Future topics
FSA Asset Management Conference
Conference devoted to proposed EU Directive on hedge funds
Hedge Funds & the Germans
No German representation at FSA Conference
Approved persons
Scope and application of CF1 and CF2 extended