FSA Reform (2) – Possible Delay
Doubts raised by Treasury Select Committee concerning achievability of transition to new regulatory structure by 2012
FSA Reform (3) – Progress
Dear CEO’ letter from FSA informs firms of progress towards transition to new structure
FSA Fees
Proposals for 2011 fees
FSA Business Plan & Financial Risk Outlook
Annual BP expected next month; FRO to be replaced
Client Money
Barclays Capital fined £1.12m for client money failings
Transaction Failings
City Index fined for transaction reporting failings
Fines 2010
A bumper year
UCITS IV
FSA and HMT joint consultation on implementation
FSA Fees
Update on Fee blocks
CASS & a New Operational Oversight Function
New Controlled function and the CMAR