Venture Capital Funds
EU Commission proposals to boost venture capital funds industry
Prudent Valuation Reporting
New prudential return for UK banks and certain BIPRU 730K firms
Energy Markets
10th annual survey of UK energy market brokers
Regulatory Fees
Changes to method of calculating fees proposed
ARROW Points
Observations from FSA visits
PFOF Delay
Consultation extended
RMAR Changes Delay
RMAR Changes: Delayed until 2013
Prompt Response
FSA impose large penalty on firm for inadequate arrangements to protect client assets
FSA Action on Unregulated Collective Investment Schemes
Compliance officer fined following penalty on firm
Mercurius
Multiple failings led to prohibitions and fines for CEO and Compliance Officer