RegTech Insight Awards Europe 2023 Nomination
We are pleased to announce that Complyport has been shortlisted at A-Team Group’s 2023 RegTech Insight Awards Europe! These awards honour established solution providers and innovative newcomers that have […]
Customer Due Diligence – More Than Just A Process
Customer Due Diligence (CDD) is a requirement for businesses subjected to the Money Laundering, Terrorist Financing and Transfer of Funds Regulations (2017) (MLRs 2017). CDD refers to the process by which […]
FCA sends Consumer Duty ‘Dear CEO’ letter to payments firms
The UK Financial Conduct Authority (FCA) has written to all payments firms, including Payment Institutions (PIs), Electronic Money Institutions (EMIs), and Registered Account Information Service Providers (RAISPs), to help them […]
The FCA Rolls Out Key Regulatory Changes – What Your Firm Should Know
The FCA has proposed a significant number of changes that will have an impact on regulatory policy with many of these changes forming elements of the government’s wider Edinburgh Reforms. […]
ESG Regulatory Q1 2023 Update
ESG factors have fast risen to the top in importance to Board of Directors across all sectors. There is an increasing awareness that a failure to address these matters can […]
Regulatory Updates to MIFIDPRU – Quarterly Consultation CP22/26
In December 2022, the FCA published CP22/26 Quarterly Consultation which covered a number of proposed changes to specific areas of regulation. However, one of the most interesting elements came within […]
Webinar Recording: Financial Promotions: The Gateway & Beyond
The FCA has proposed a series of new rules to tackle illegal, unfair or misleading financial marketing. How will this affect you and your organisation? On 20 July 2022, HM […]
The UK Commits to Becoming a Crypto and Digital Asset Hub
The UK has repeated its commitment towards becoming a cryptocurrency and digital asset hub despite the turbulent year in the sector, where big players such as FTX and Terra Luna […]
FCA Posts Important Updates on Consumer Duty Implementation Plans
The Consumer Duty comes into force on 31 July 2023 for new and existing products or services that are open to sale or renewal, and the 31 July 2024 for closed […]
FCA Financial Resilience Survey
The FCA is asking a number of firms to complete a survey to help the body understand how the current financial climate is impacting FCA solo-regulated firms. The latest survey […]