Unlocking Compliance Resourcing Solutions: How Complyport Eases Regulatory Burdens
In today’s rapidly evolving regulatory landscape, staying compliant is a key necessity for businesses across industries. However, finding the right talent with the expertise and experience to navigate these complexities […]
Adopting a Holistic Approach to Combating Financial Crime: An Interview with Nicola Christofides, Assistant Director, Complyport
Nicola Christofides, Assistant Director of Compliance at Complyport, gave a recent interview with The Compliance Digest where she discussed adopting a holistic approach to combating financial crime. She tackles fraud, […]
Are You Treating Your Customers Fairly?
Creating a culture of fairness in customer treatment is not just a regulatory requirement; it’s a cornerstone of trust and integrity for firms in the financial services industry. Firms seeking […]
Enhancing Retirement Income Advice: FCA’s Thematic Review Findings
The FCA has recently circulated a Dear CEO letter based on its thematic review of the retirement income advice market, the results of which have been published in TR24/1 Thematic […]
What is Cybersecurity?
In the digital age, cybersecurity has become a cornerstone for businesses aiming to protect their data and maintain trust with stakeholders. Having robust cybersecurity measures in place is fundamental to […]
What is the Payment Services (Amendment) Regulations 2024?
Representing a significant step by the UK government, the Payment Services (Amendment) Regulations 2024 aims to enhance the security of payment services and combat payment processing fraud. The policy note […]
SRA Contacts 1,000 Firms on Sanctions Compliance – Five Recommendations on How to Comply
The Solicitors Regulation Authority (SRA) wrote to over 1,000 law firms providing guidance on complying with the UK’s financial sanctions regime in February 2024. Two months on, a reminder of […]
Understanding Market Watch 77: FCA’s Stance on Organised Crime and Market Integrity
In February 2024, the Financial Conduct Authority (FCA) released Market Watch 77, a critical publication that sheds light on the activities of organised crime groups (OCGs) within the financial […]
The FCA’s ambitions for 2024-2025. Here’s what you need to know
FCA Unveils Ambitious Plan for the Upcoming Year The Financial Conduct Authority (FCA) has published its press release announcing its Business Plan for 2024-25, marking the final phase of its […]
Operational Resilience: Act Now not Later
Operational Resilience is the ability of an organisation to prevent, adapt, respond, recover, and learn from operational disruptions that could affect its performance, customers, or stakeholders. It involves identifying […]