FCA’s Authorisation Excellence: A Beacon of Efficiency and Transparency
The Financial Conduct Authority (“FCA”) has long been synonymous with the robust regulation of the UK’s financial markets. In its latest release of operating service metrics for Q4 of 2023/24, […]
Investment Research: Evolving Regulations and Implications for the UK Market
Introduction to CP24/7 In July 2023, the UK government published findings from the Investment Research Review (“Review”) as part of the Edinburgh Reforms, aimed at boosting research production to stimulate […]
Embarking on the Journey to FCA Authorisation: Your Guide to E-Money and Payment Institution Licensing
In the dynamic world of financial services, becoming an authorised Electronic Money Institution (“EMI”) or Payment Institution (“PI”) is a transformative step for businesses aiming to grow and innovate. The […]
The FCA Implements Finalised Guidance on Anti-Greenwashing Rule as May 2024 Deadline Takes Effect
As of 31st May 2024, all authorised firms must comply with the Anti-Greenwashing Rule enforced by the Financial Conduct Authority (“FCA”). The FCA published its finalised guidance (FG24/3) last month […]
Understanding HMRC’s Role in AML Supervision
What is HMRC AML supervision? His Majesty’s Revenue and Customs (HMRC) Anti-Money Laundering (AML) supervision refers to the oversight provided by the authority under the Money Laundering, Terrorist Financing and […]
FCA Reforms UK Listing Rules
The Financial Conduct Authority has published a final draft of it proposed reforms to UK rules for the listing of shares on UK Stock Exchanges. This will have an impact […]
Empowering Financial Services: The Strategic Alliance of Principals and Appointed Representatives
In the dynamic landscape of financial services, the role of Appointed Representatives (“ARs”) has been pivotal in extending the reach of regulated activities without the need for direct authorisation. However, […]
The 6 Benefits of Resourcing Compliance Expertise
Navigating the ever-evolving landscape of regulatory compliance standards is a constant challenge for financial services firms. Maintaining an in-house team with the required expertise, experience and time commitment can be […]
Diversity, Equality and Inclusion: Elevating Financial Services with Complyport
In today’s evolving business landscape, Diversity, Equality and Inclusion (DE&I) have become cornerstones of progressive financial services. The Financial Conduct Authority (FCA) emphasises the importance of DE&I in fostering a […]
Updates to the UK Cryptoasset Regulatory Framework
The United Kingdom aims to bring clarity and oversight to the rapidly expanding cryptoasset market via a comprehensive regulatory regime. These regulations, once implemented, will represent a significant step towards […]