Primary Markets Bulletin 55 – Key Updates to the FCA Knowledge Base
Introduction The Financial Conduct Authority (FCA) has recently published Primary Market Bulletin 55 (PMB 55), which details significant updates to the FCA Knowledge Base. This Knowledge Base offers formal guidance […]
Shaping the Future of Consumer Investments: FCA’s Progressive Reform on Product Information
The Financial Conduct Authority (FCA) is spearheading a transformation of the UK’s disclosure regime for Consumer Composite Investments (CCIs), a vital asset class encompassing investment funds, structured products and insurance-based […]
Less Red Tape, More Growth: How the FCA Plans to Simplify the Regulatory Landscape Following Consumer Duty
The FCA’s recent feedback statement (FS25/2) outlines an ambitious plan to simplify regulatory requirements following the introduction of the Consumer Duty. The statement highlights immediate actions and longer-term proposals aimed […]
FCA’s AI Live Testing Engagement Paper
Introduction In April 2025, the Financial Conduct Authority (FCA) released an Engagement Paper outlining its proposal for AI Live Testing as part of its AI Lab initiative. This programme aims […]
A New Era for Investment Firms: FCA’s CP25/10 Proposes a Simpler, Smarter Capital Framework
The Financial Conduct Authority (FCA) has published Consultation Paper CP25/10, outlining proposals to reform the prudential framework for FCA-regulated investment firms. These proposals aim to deliver a more proportionate, clear […]
UK Government: New Measures for Cyber Security and Operational Resilience
Introduction In April 2025, the UK Department for Science, Innovation and Technology (DSIT) released the Cyber Security and Resilience Policy Statement, detailing legislative proposals for the Cyber Security and Resilience […]
Cryptoasset Activities under the UK Regulatory Microscope
Introduction The FCA’s latest Discussion Paper DP25/1, titled “Regulating Cryptoasset Activities,” outlines its proposed approach to regulating the cryptoasset sector in the United Kingdom. This initiative follows HM Treasury’s 2023 […]
Understanding the Difference Between SCA and VARA Crypto Licences in the UAE
As the UAE strengthens its position as a global hub for virtual assets, two regulatory bodies have emerged at the forefront: the Securities and Commodities Authority (SCA) and Dubai’s Virtual […]
FCA Bulletin 54: A New Era for UK Primary Markets
The Financial Conduct Authority (FCA) has released its latest Primary Market Bulletin 54 (PMB 54), offering crucial insights into the evolving landscape of the UK’s primary markets. This edition underscores […]
Suspicious Activity Reporting: What You Need to Know
Overview Money laundering poses a significant threat to the UK’s financial system, enabling organised crime groups to conceal illicit funds and sustain their criminal activities. The National Crime Agency (NCA) […]