EMIR, MiFIR & SFTR Transaction Reporting

EMIR, MIFIR & SFTR TRANSACTION REPORTING

In today’s rapidly evolving regulatory landscape, firms operating under EMIR REFIT, MiFIR and SFTR are required to submit detailed transaction reports to registered Trade Repositories (TRs) and National Competent Authorities (NCAs). These obligations, whilst established, continue to challenge many firms in accurately reporting data. The Financial Conduct Authority (FCA) incorporates data quality reviews into its supervisory program, emphasising the need for robust systems and controls to ensure completeness and accuracy in transaction reports.

services

At Complyport, we leverage over 22 years of expertise in governance, risk and compliance within the UK and EU financial services industry. Our multidisciplinary consulting team, combined with cutting-edge technology solutions, ensures your firm remains compliant with the latest regulatory changes. Our services include:

Automated Reporting: Through our partnership with MAP FinTech, we offer state-of-the-art automation for reporting requirements under EMIR REFIT, MiFIR and SFTR.
Efficient Processing: Utilising the award-winning Polaris technology, we ensure seamless processing of transaction data, which is enhanced, validated and submitted according to TR, ARM and NCA specifications.
Training & Setup: Our specialists provide comprehensive setup services and training to help your team extract and manage the relevant data needed for compliance.
Unified Monitoring: The Polaris Portal dashboard offers a single platform to control, manage and monitor transaction reporting across multiple jurisdictions and regulatory frameworks.
Extended Solutions: We also provide additional technology solutions for reporting and monitoring across various regulatory requirements, including ASIC, MAS, Canada, FATCA, CRS, DAC6, Best Execution Monitoring, Trade Surveillance, Market Abuse Monitoring, KYC and AML Transaction Monitoring.

Key Benefits

Compliance Assurance: Our services ensure your firm meets all regulatory obligations with precision and efficiency.
Time Efficiency: By automating and streamlining the reporting process, we significantly reduce the time required to prepare and submit reports.
Expert Guidance: Benefit from our deep regulatory knowledge and specialised advice on policies, controls, and procedures relevant to transaction reporting.
Customised Support: We offer tailored health-check reviews, error remediation plans and practical solutions to align with your business needs.

Our Experts

Complyport is committed to helping firms navigate the complexities of transaction reporting under EMIR REFIT, MiFIR and SFTR. Our comprehensive services and expert support not only ensure compliance but also enhance operational efficiency, enabling you to focus on your core business activities with confidence.