Investment Firm Prudential Regime Support

Enhanced Risk and Prudential Management under IFPR

The Investment Firm Prudential Regime (IFPR) represents a major shift in the regulatory landscape for investment firms operating in the UK. Introduced by the Financial Conduct Authority (FCA), IFPR is designed to streamline prudential requirements and promote effective risk management tailored to the specific activities of investment firms. By setting new standards for capital requirements, liquidity management and governance, the IFPR aims to enhance stability within the financial sector and protect consumers from potential financial risks. At Complyport, we offer comprehensive IFPR compliance support services to help your firm navigate these new requirements confidently and efficiently.

Our interactive training fosters practical learning through discussions and case studies reflecting real-world scenarios.

Our Services

Our tailored IFPR support services address each stage of your compliance journey. Whether you’re starting to implement IFPR or seeking ongoing guidance, our experts are ensure your firm meets all requirements.

IFPR Compliance Assessment: Evaluate your firm’s existing structure, governance and risk management framework, identifying areas that need alignment with IFPR standards.
Capital and Liquidity Calculations: Assistance with calculating and optimising regulatory capital and liquidity to meet the new capital adequacy requirements.
Risk Management and Internal Controls: Support in developing a risk management framework and internal control systems that fulfill IFPR’s guidelines on managing firm-specific risks.
Governance and Remuneration Policies: Guidance on establishing governance policies and remuneration frameworks that meet IFPR’s standards for accountability and control.
ICARA Support (Internal Capital Adequacy and Risk Assessment): Comprehensive support for conducting ICARA, ensuring it accurately reflects your firm’s financial and operational risks in compliance with IFPR requirements.
Reporting and Disclosure Requirements: Assistance with meeting IFPR’s ongoing reporting and disclosure obligations, ensuring transparency and accountability for stakeholders.
MIFIDPRU Classification Review: Detailed assessment of your firm’s MIFIDPRU classification approach for accurate and compliant categorisation.
K-Factor Analysis: Assessment of MIFID activities and application of K-Factors to ensure relevant compliance requirements are accurately addressed.
MIFIDPRU Remuneration Compliance Review: Detailed examination of remuneration practices to confirm adherence to the MIFIDPRU remuneration code.

Key Benefits

Customised Compliance Strategies: We work closely with your firm to develop tailored solutions, ensuring your compliance strategy is aligned with your business model and regulatory needs.
Efficient Implementation: Our streamlined processes ensure that your firm meets all IFPR deadlines and requirements without disrupting daily operations.
Reduced Risk Exposure: By implementing robust risk management practices and internal controls, we help you minimise regulatory and financial risks associated with non-compliance.
Long-Term Support: Beyond initial compliance, our team provides ongoing support to keep your firm aligned with evolving IFPR standards and FCA requirements.

Our Experts

Our team of seasoned compliance consultants brings extensive experience in UK financial regulations, specifically within the investment firm sector. With a commitment to transparency, accuracy and industry best practices, our experts are ready to support your firm’s IFPR compliance journey.